Senior Specialist - Financial Advisers
Sydney, New South Wales 1+ months ago
Job Description
Job Type: Permanent
Category: Senior Specialist
Location: Multiple locations
Date Advertised: 09-JAN-25
Job Reference: ASIC/1836013S
Job Title: Senior Specialist - Financial Advisers
Business Unit:
Division:
Summary:
Salary from $165,011 to $195,951 + 15.4% superannuation
Locations - Sydney, Melbourne or Brisbane
Permanent opportunity – 50/50 work-from-home model
Applications close at 11:59pm ADST, Thursday 23 January
A future with ASIC means that your work will contribute to ASIC's vision for a fair, strong and efficient financial system for all Australians. We value what you will bring. We value those with sharp, analytical minds and are open to challenging the way things are done.
The team
ASIC's Enforcement and Compliance Group (E&C) is responsible for the conduct of ASIC's initial inquiries, compliance and enforcement work across all sectors excluding markets. E&C comprises Investigation and Enforcement Action, Enforcement Inquiries and Compliance, Enforcement (Evidence) Services and Enforcement Portfolio Coordination.
This role sits within Enforcement Portfolio coordination and has responsibilities for E&C's Financial Advice portfolio.
The role
Senior Specialists in E&C play a crucial role in supporting Portfolio Executives to implement ASIC's enforcement strategy, aligned with sector and business plan priorities. With expertise in the Financial Advice and/or Enforcement sector, you will provide valuable advice, guidance, and assistance with respect to E&C's financial advice portfolio.
As the Senior Specialist, you will also be responsible for:
Delivering portfolio reporting and analysis.
Managing strategic partnerships and liaising with internal stakeholders and external agencies and regulators.
Providing technical and strategic advice on enforcement and regulatory matters.
Leading strategic projects including advising on law reform and policy developments.
Developing enforcement strategies for new and emerging areas.
Mentoring team members and providing technical expertise and leadership
Contributing to business planning and specialist projects.
Preparation of briefs, portfolio papers and a range of other written materials
The Senior Specialist must have sound analytical judgement, flexibility, and drive. You will be able to work collaboratively, effectively managing competing priorities and stakeholder interests.
You will also demonstrate:
Significant regulatory experience in the Financial Advice sector
Expertise in either enforcement, litigation, or policy development
Proficiency in identifying and analysing regulatory issues and developing and implementing effective solutions.
Relevant tertiary qualifications in Law, Finance, Economics or Commerce are also essential.
About ASIC
ASIC's remit is one of the broadest of regulators across the world.
ASIC regulates corporations, markets, financial services and consumer credit and monitors and promotes market integrity and consumer protection in the Australian financial system.
Through our enforcement work, we hold to account those who contravene the law, working to achieve strong outcomes that address the greatest consumer and investor harms.
Through Moneysmart, we aim to improve the skills and knowledge of Australians and provide information and tools to help them in their decision making.
A future with ASIC means that your work will contribute to achieving ASIC's vision for a fair, strong, and efficient financial system for all Australians.
ASIC is committed to a providing a diverse and inclusive workplace where the very best talent in Australia chooses to work. Indigenous Australians are encouraged to apply as well as applicants from all backgrounds and with different abilities
To work with us, you need to be an Australian citizen, and be prepared to complete an ASIC Suitability and Baseline Assessment which is issued ASIC's Security team.
View the position description for more information or click ‘apply' to start your application.
Applications for this role will close at 11:59pm on Thursday 23 January.
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