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Global Financing and Credit Trading Compliance Officer

London, United Kingdom 1 month ago

Job Description

Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title VP You will be a member of the Compliance team covering the Bank's Global Financing and Credit Trading (GFCT) platform. This position reports directly to the UK Head of Global Financing and Credit Trading (GFCT) Business Line Compliance. The Compliance Department seeks to protect the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connect with the Bank's regulated activities, and driving a culture of compliance and ethical conduct in the Bank. What we'll offer you A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That's why we are committed to providing an environment with your development and wellbeing at its centre. You can expect: Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a Hybrid Working Model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them Competitive salary and non-contributory pension 30 days' holiday plus bank holidays, with the option to purchase additional days Life Assurance and Private Healthcare for you and your family A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits The opportunity to support a wide ranging CSR programme 2 days' volunteering leave per year Your key responsibilities Advising, supporting, and maintaining relationships with GFCT businesses on applicable laws, regulations, including the development of responses to, and implementation of new regulations Providing advice on the application of rules and policies to specific transactions and general business activities based on an understanding of business strategies and product portfolios Managing or assisting in the timely resolution and escalation of exchange, regulatory or internal investigations and enquiries Participating in regular assessments of the business, products and transactions in relation to the Compliance controlled risks Assessing the adequacy of the policy and procedures framework governing the relevant London-based businesses Delivering face-to-face Compliance training as required in line with regulatory requirements and annual training objectives Your skills and experience The ability to interpret, understand and advise all levels of seniority in the business of an appropriate course of action on a broad range of legal and regulatory provisions Excellent communication skills, both written and verbal with the ability to communicate with team members, other infrastructure functions and the front-office Self-starter with an ability to work independently with minimum direction and ability to show and demonstrate initiative An understanding and up-to-date working knowledge of key UK, European and US financial services regulation, including MAR, MiFID II, Swap-Dealer rules and the FCA Handbook Experience advising on the application of rules and policies to specific transactions/deals and general business activities based on an understanding of business strategies and product portfolios How we'll support you Training and development to help you excel in your career Flexible working to assist you balance your personal priorities) Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs We value diversity and as an equal opportunities' employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards) About us Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do. Deutsche Bank in the UK is proud to have been named a The Times Top 50 Employers for Gender Equality 2024 for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ inclusion. We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

2025-152035 - Responsable Achats F/H

United Kingdom 12 hours ago
Entity :Safran is an international high-technology group, operating in the aviation (propulsion, equipment and interiors), defence and space markets. Its core purpose is to contribute to a safer, more sustainable world, where air transport is more...

2025-152036 - Acheteur F/H

United Kingdom 13 hours ago
Entity :Safran is an international high-technology group, operating in the aviation (propulsion, equipment and interiors), defence and space markets. Its core purpose is to contribute to a safer, more sustainable world, where air transport is more...

Third Party Risk Management, Analyst

United Kingdom 14 hours ago
BitGo. South Dakota - SD, Sioux Falls BitGo is the leading infrastructure provider of digital asset solutions, delivering custody, wallets, staking, trading, financing, and settlement services from regulated cold storage. Since our founding in 2013,...

Credit Risk - FI and Regulated Funds Analyst

York, Yorkshire and the Humber 15 hours ago
Nomura International. New York - NY, New York Corporate Title: Associate Department: RiskLocation: New YorkThe pay range for this position at commencement of employment is expected to be between $100,000 and $145,000 /year*Company overviewNomura is a...

Internal Audit- Model Risk Audit- Credit Risk- New York-Associate

York, Yorkshire and the Humber 15 hours ago
Goldman Sachs, Inc.. New York - NY, New York Job DescriptionThe Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and...

Risk, Credit Risk, Vice President - Salt Lake City

United Kingdom 15 hours ago
Goldman Sachs, Inc.. Utah - UT, Salt Lake City Job DescriptionDepartment Overview:Credit Risk (CR) is responsible for managing the firm's credit exposure to its trading and lending counterparties. Leveraging its extensive expertise in financial,...

Global Banking&Markets, Electronic Trading Risk Manager, VP, London

London, United Kingdom 15 hours ago
Goldman Sachs, Inc.. , London Job DescriptionWhat We DoAt Goldman Sachs, our Engineers don't just make things - we make things possible. Change the world by connecting people and capital with ideas. Solve the most... Salary: $salary. Date posted:...

Global Home Group: Accountant

United Kingdom 18 hours ago
Up to£40,000 per annum (dependent on experience): Global Home Group: Global Home Group in Andover is hiring an Accountant to manage financial records, reporting, and compliance. Salary £40K, with growth opportunities. Andover, Hampshire (GB)

Collection Agent, Glasgow

Glasgow, Scotland 20 hours ago
Location:         Glasgow Salary             £23,000 Hours:             35hrs per week Are you a Payment Support Agent ready to take your career to the next level? Our client is one of the UK’s leading motor finance companies who are a different kind...

Collection Agent, Glasgow

Glasgow, Scotland 20 hours ago
Location:         Glasgow Salary             £23,000 Hours:             35hrs per week Are you a Payment Support Agent ready to take your career to the next level? Our client is one of the UK’s leading motor finance companies who are a different kind...